Sample Risk Management Resume
Contact information
Marcello S. Lio
14 Street
Oklahoma City
Oklahoma
Career objective
Looking for a challenging position of the Risk Management Resume the reputed University with a view to use my wide experience for the benefit of the organization.
A risk professional with significant Project Management, Procurement, Operational Risk and Internal Audit experience gained in the financial services industry. Specialist areas include project delivery, payments and operations, BCM as well as the change management aspects of both business process re-engineering and information technology system development and integration.
A motivated self starter, equally comfortable working independently or part of a team
Confident in liaising and communicating with people at all levels
Very strong management, organisational and motivational skills
Has made effective contributions as both team member and team leader
Employment History:
Business Assurance Manager 12-2007 to 08-2010
ODL Securities Limited
Working within this brokerage house based in the city reporting to the Risk Director, this role includes:
Providing support and deputising for the Risk Director across all area’s of the business where appropriate
Perform operational risk assessments, accurately documenting and recording results
Assisting Head of Internal Audit and Head of Risk in creating the risk register
Ensure audit findings are agreed and implemented into the various business areas accordingly
Undertaking on-going reviews, implementing a rigour framework to support best practice
Continually reviewing business processes and procedures and implementing any required changes throughout the business, mitigating risk
Maintaining strong relationships with all areas of the business, ensuring any changes made meet business requirements, whilst fulfilling customer needs
Project Manager for a number of projects within ODL Securities, ensuring system and process changes were implemented successfully using appropriate project disciplines
Responsible for the Business Continuity Plan, Disaster Recovery and associated policies, ensuring the plan is kept up to date and is tested regularly for business resilience
Reviewing and agreeing contracts with suppliers meeting business requirements in a constantly changing environment, whilst maximising value for money and significantly reducing costs
Point of reference in the event of a business or process failure, perform investigation and implement recommendations where relevant to prevent reoccurrence
Self Employed 10-2005 to 12-2007
Set up a business in property maintenance, completing all areas of property maintenance, developing a sound business through personal referrals. Contacted by ex Barclays colleague to offer a role within ODL Securities to work within theRisk Management function
Head of International Payments and Systems 06-2004 to 09-2005
Barclays Private Clients and International
Supported and implemented a consistent approach across Business Units to ensure that the very best practice was adopted with supporting procedures. This was across multiple global sites with excess of 2000 staff
Developed a consistent approach to quality controls and checks across the business units, regular reviews
Changes implemented to improve staff training plans, ensuring resources and productivity were maximised
Secured business ownership for systems and processes across all business units (approximately 1500 users), allowing communication at all levels across the business internally and externally, immediately reducing risk exposure
Raised the risk and rigour profile across the business which resulted in a robust framework, ensuring regulatory and Group Internal Audit requirements were met and process improvements were identified
Where a risk was exposed, incident reports were completed and progress monitored, whether financial, regulatory or reputational
A particular success was the implementation of a robust strategic systems access solution across Barclays Private Clients and International Ltd, International and Wealth Solutions, which ensured that staff access and segregation were managed appropriately
Instrumental in ensuring workable and timely solutions were in place, enabling the successful resolution of Group Internal Audit findings within the Business Units
Deputised for Private Clients and International Operations Director when appropriate
Audit Manager 05-2003 to 06-2004
Barclays Group Internal Audit International
This role entailed auditing functions worldwide using a risk based approach, identifying risks and associated controls, which were then tested appropriately in order to provide assurance to Senior Management and the Audit Committee that the risks were mitigated and the business effectively controlled
Evaluation of both business and IT projects and risks was completed, confirming that the correct procedures and controls were being adhered to, mitigating the risks appropriately
A key part of the role was to ensure that accurate working papers were maintained, that issues were identified and documented appropriately, and that the resultant audit reports were of a consistently high standard
Ability to integrate and communicate with staff and Senior Management
Remained vigilant and professional at all times and aware of any special circumstances affecting staff during audits
Awareness of fraudulent activity and transactions
IT Design Analyst 05-1999 to 05-2003
Barclays Private Clients
Identification and documentation of business and IT requirements for a number of projects
Instrumental in making changes to business processes culminating in a 5 year projected saving of 30 million for a new offshore company
Key designer in developing an automated customer payments database which ensured straight through payment processing for on-line banking
Undertook investigatory, feasibility and analytical studies based on business requirements, presentations given based on detailed business and IT designs to deliver business initiatives
Evolved and progressed business as usual initiatives in respect of the IT design elements with various business areas, and resolved both business and IT issues on a re-active basis, through close liaison with numerous areas of the organisation
Involved in pre-inception and high level design stages of projects was high. As a result, I developed strong communications skills and liaised on all levels within the Barclays organisation in addition to external independent organisations and was the main point of reference for complex technical and business issues
Senior Payments and MI Supervisor 05-1997 to 05-1999
Barclays Stockbrokers Limited
Restructured and improved payments, reconciliation and management information teams, completing required staff performance plans
Approximately 15 staff were assessed and re-trained from clerical to management level to alleviate sundry losses
Ensured management information was presented to board level
Payments Supervisor 03-1986 to 05-1997
Barclays Bank PLC
Managed a team of approximately 25 staff ensuring high level of accuracy was achieved within a busy payments area
Knowledge and expertise acquired in many areas of banking including payments, foreign exchange and documentary collections
EDUCATION & QUALIFICATIONS:
Diploma is Risk Management Stonebridge College 2010
Risk Management Diploma and Level 3 Risk Management – Distinction awarded
National Certificate in Business and Finance, Barking College of Design and Technology, Barking 1988
7 Merits and 8 Passes awarded
O Levels, Beal High School, Redbridge 1984
Graphical Communication, History, Art and Design
CSE’s, Beal High School, Redbridge 1984
Maths, English, Chemistry, Technical Studies, Art, Woodwork, Graphical Communication
References
Marcello S. Lio
Manager
Wap Company.
Marcello_Lio@gmail.com
